For all the good the wealth management industry does for investors, there are always sad stories of clients falling prey to the scams and schemes of unscrupulous advisors. We've rounded up some of the ...

A Baltimore County jury has found a former insurance agent and financial adviser from Parkville guilty of two counts of insurance fraud and one count of obstruction of justice, according to the ...

Michael Raineri developed a “dysfunctional relationship” with the client. A federal judge has sentenced him to 32 months in prison. A former investment advisor and broker in the Seattle area is ...